Ongoing Compliance Operations
Continuous regulatory monitoring, automated compliance dashboards, predictive regulatory alerts, quarterly audits, and documentation updates as EU financial regulations evolve.
Regulations Covered
50+ EU financial regulations, CJEU case law
Why Ongoing Operations Matter
The EU regulatory landscape evolves constantly. Our team monitors every development so you can focus on your business.
2,000+
Regulatory signals monitored daily
30+
EU bodies tracked
50+
EU legislative acts covered
Our Monitoring Framework
We track every EU regulatory body, legislative process, court decision, and advisory opinion that affects financial services.
Legislative Bodies
- • European Parliament
- • European Commission
- • Council of the European Union
- • DG FISMA (Financial Services)
Courts & Case Law
- • Court of Justice of the EU (CJEU)
- • General Court decisions
- • National court rulings
- • Preliminary references
Supervisory Authorities
- • EBA, ESMA, EIOPA
- • ESRB, AMLA, ECB
- • National competent authorities
- • Joint supervisory teams
Advisory Bodies
- • Expert stakeholder groups
- • Comitology committees
- • Financial Services User Group
- • Technical working groups
Regulatory Publications
- • Official Journal of the EU
- • Technical standards (RTS/ITS)
- • Guidelines and opinions
- • Consultation papers
National Regulators
- • 27 Member State authorities
- • National implementation guidance
- • Local enforcement actions
- • Supervisory practices
EU Regulatory & Supervisory Bodies We Track
We monitor every major EU financial regulatory authority to ensure comprehensive compliance coverage.
European Banking Authority (EBA)
Micro-prudential oversight of banks, binding technical standards, AML/CFT policy coordination
European Securities and Markets Authority (ESMA)
Securities markets supervision, market integrity, investment services regulation
European Insurance and Occupational Pensions Authority (EIOPA)
Insurance and pensions regulation, policyholder protection, supervisory harmonization
European Systemic Risk Board (ESRB)
Macro-prudential oversight, systemic risk monitoring, financial stability warnings
Anti-Money Laundering Authority (AMLA)
AML/CFT coordination and supervision, direct oversight of high-risk institutions
European Central Bank (ECB)
Banking Union supervision, significant bank oversight, monetary policy, financial stability
Additional Regulatory Frameworks
Beyond our core compliance services, we monitor 50+ additional EU financial regulations to provide comprehensive coverage.
Securities & Markets
MiFID II / MiFIR
Securities markets, algorithmic trading, investor protection
EMIR
OTC derivatives, CCPs, trade repositories
MAR
Market abuse prevention, insider trading prohibition
Prospectus Regulation
Public offering disclosure requirements
Banking & Capital
CRR / CRD
Bank capital, liquidity, leverage, risk modeling
IFD / IFR
Investment firms authorization and prudential rules
Credit Rating Agencies Regulation
Rating methodologies, transparency, conflicts of interest
Investment & Asset Management
AIFMD
Alternative investment fund regulation
UCITS
Collective investment schemes
Insurance & Pensions
Solvency II
Insurance prudential requirements, risk modeling
IORP II
Occupational pensions regulation
Sustainability & ESG
SFDR
Sustainability disclosure, ESG risk reporting
CSRD
Corporate sustainability reporting
CSDDD
Corporate due diligence, responsible AI deployment
Taxonomy Regulation
Sustainable activities classification
Data & Digital
Data Governance Act
Data sharing, intermediaries, ethical data access
Data Act
Machine-generated data access and portability
Digital Markets Act
Gatekeeper platforms, fairness, data access
Cyber Resilience Act
Digital product cybersecurity requirements
ESAP
Corporate and financial information accessibility
Consumer Protection
Consumer Credit Directive (CCD II)
Automated lending, credit scoring transparency
Distance Marketing Directive
Remote financial services
Supervision & Governance
EBA/ESMA/EIOPA Outsourcing Guidelines
Third-party oversight, cloud services
Fit & Proper Requirements
Management body qualifications
What's Included
Continuous Regulatory Monitoring
Our system continuously monitors 2,000+ EU regulatory signals across all financial services frameworks. We track legislative developments, regulatory guidance, and enforcement actions as they occur.
Automated Compliance Dashboard
Our system provides live compliance status across all EU regulatory frameworks. Executive-ready reports, risk heat maps, and compliance metrics update automatically.
Predictive Regulatory Alerts
We provide 6-12 month advance warning of regulatory changes with specific impact analysis for your business model. Our predictive modeling identifies upcoming enforcement patterns and regulatory priorities.
Quarterly Compliance Audits
We conduct comprehensive quarterly reviews of compliance status, emerging risks, and regulatory developments. Our audits include actionable recommendations and priority roadmaps for maintaining compliance.
Continuous Documentation Updates
Our system automatically updates documentation as regulations evolve. We maintain living policies, procedures, and technical specifications that stay current without manual intervention.
Dedicated Compliance Team Access
You receive direct access to your assigned legal-engineering pod. We answer questions in hours, not weeks. Our team provides ongoing support for regulatory inquiries, implementation challenges, and strategic planning.
Ready for Continuous Compliance?
Transform compliance from a quarterly burden into an automated competitive advantage
Apply for Partnership